Mark SmithCRD Number: 1173957
Current Firm: M. J. Smith And Associates
Mark Smith (CRD# 1173957) is an Investment Advisor Representative working at M. J. Smith And Associates in Englewood, CO and has over 33 years of experience in the finance industry. Mark Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
|Guardian||Greenwood Village, CO||Dec 2015 - Current||1|
|Mjs Puerto Rico Inc.||Dorado, PR||Sep 2015 - Current||1|
|Rental Real Estate||Denver, CO||Sep 2014 - Current||2|
|Real Estate||Cas;te Rock, CO||Jul 2012 - Current||4|
|M.j. Smith And Associates||Greenwood Village, CO||Jan 2006 - Current||11|
|Financial Planning Services||Englewood, CO||Jan 2006 - Current||11|
|Raymond James Financial Services, Inc.||Greenwood Village, CO||Oct 1983 - Current||33|
|M J Smith And Associates||Englewood, CO||Oct 1983 - Current||33|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
Total Assets Under Management692MILLIONS
Total Number of Accounts1,863ACCOUNTS
Average Account Value$371,352
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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