Mark SmithCRD Number: 1173957
Current Firm: M. J. Smith And Associates
Mark Smith (CRD# 1173957) is an Investment Advisor Representative working at M. J. Smith And Associates in Englewood, CO and has over 34 years of experience in the finance industry. Mark Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ewealth Consulting, LLC
Anthony Capital, LLC
Fit Financial Consulting LLC
|Guardian||Greenwood Village, CO||Dec 2015 - Current||2|
|Real Estate||Cas;te Rock, CO||Jul 2012 - Current||5|
|M.j. Smith And Associates||Greenwood Village, CO||Jan 2006 - Current||12|
|Financial Planning Services||Englewood, CO||Jan 2006 - Current||12|
|Raymond James Financial Services, Inc.||Greenwood Village, CO||Oct 1983 - Current||34|
|M J Smith And Associates||Englewood, CO||Oct 1983 - Current||34|
|Mjs Puerto Rico Inc.||Dorado, PR||Sep 2015 - Nov 2017||2|
|Rental Real Estate||Denver, CO||Sep 2014 - Oct 2016||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
Total Assets Under Management690MILLIONS
Total Number of Accounts1,424ACCOUNTS
Average Account Value$484,420
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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