Howard Kaplan, financial advisor Tenafly NJ

Howard Kaplan

CRD Number: 2021501
Current Firm: Usa Financial Securities Corporation

Howard Kaplan (CRD# 2021501) is an Investment Advisor Representative working at Usa Financial Securities Corporation in Tenafly, NJ and has over 34 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
Usa Financial Securities Ada, MI Jul 2020 - Current 3
Renewal Wealth Advisors Tenafly, NJ Jan 2017 - Current 7
Renewal Planning Partners, LLC Tenafly, NJ Feb 2016 - Current 8
Howard E. Kaplan Tenafly, NJ Jan 1989 - Current 35
Retirement Wealth Advisors Tenafly, NJ Apr 2017 - Jul 2020 3
Wealth Watch Advisors LLC Rockledge, FL Feb 2016 - Mar 2017 1
Lpl Financial Englewood, NJ Jul 2010 - Feb 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1990
S65 NASAA Investment Advisors Law Examination Mar 1992
Contact Info for Howard E. Kaplan
Phone Number: 888-407-8198
Registered State(s):
  • CA
  • MD
  • NJ
  • NM
  • WA
By the Numbers
  • Total Assets Under Management
    224
    MILLIONS
  • Total Number of Accounts
    1,433
    ACCOUNTS
  • Average Account Value
    $155,999
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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