Christopher Swales, financial advisor Erie CO

Christopher Swales

CRD Number: 5023622
Current Firm: Swales Financial LLC

Christopher Swales (CRD# 5023622) is an Investment Advisor Representative working at Swales Financial LLC in Erie, CO and has over 18 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Swales Financial LLC Erie, CO Apr 2020 - Current 3
State Farm Vp Management Corp. Golden, CO Jun 2019 - Current 4
Paul Little Insurance Agency Golden, CO Oct 2018 - Current 5
Citigroup Global Markets Inc. Tampa, FL Sep 2011 - Sep 2018 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2006
S65 NASAA Investment Advisors Law Examination Apr 2006
Contact Info for Christopher P. Swales
Phone Number: 303-519-7580
Registered State(s):
  • CO
Current Firm Details
Swales Financial LLC
Firm's CRD Number: 309033
By the Numbers
  • Total Assets Under Management
    4
    MILLIONS
  • Total Number of Accounts
    28
    ACCOUNTS
  • Average Account Value
    $156,995
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CO

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