James KalieCRD Number: 6160270
Current Firm: Ameriprise Financial Services, Inc.
James Kalie (CRD# 6160270) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Erie, PA and has over 4 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
H. Beck, Inc.
Hbks Wealth Advisors
|Ameriprise Financial Services, Inc.||Erie, PA||Apr 2013 - Current||4|
|Cetera Advisor Networks||El Segundo, CA||Feb 2013 - Apr 2013||< 1|
|Kingdom Financial Group Inc.||Erie, PA||Jan 2013 - Apr 2013||< 1|
|Unemployed/retired||Erie, PA||Apr 2012 - Jan 2013||< 1|
|Hr Block||Erie, PA||Nov 2004 - Apr 2012||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2013|
|S65||NASAA Investment Advisors Law Examination||Nov 2013|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV