Alexander Newman, financial advisor Escondido CA
90 score

Alexander Newman

CRD Number: 6015559
Current Firm: J.p. Morgan Securities LLC

Alexander Newman (CRD# 6015559) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Escondido, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Carlsbad, CA Oct 2012 - Current 4
Chase Bank Carlsbad, CA Dec 2010 - Current 6
Chase Investment Services Corp Carlsbad, CA Jul 2012 - Oct 2012 < 1
Chase Investment Services Corporation Carlsbad, CA Jan 2012 - Apr 2012 < 1
Finrel Irvine, CA Jan 2010 - Dec 2010 < 1
The Rose Group Irvine, CA Dec 2008 - Jan 2010 1
Americas Debt Choice Irvine, CA Mar 2008 - Nov 2008 < 1
The Credit Exchange Santa Ana, CA Jun 2007 - Feb 2008 < 1
7 Day Lending Santa Ana, CA Jul 2006 - Jun 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Alexander E. Newman
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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