William TerribileCRD Number: 1132498
Current Firm: Essex Financial Services, Inc.
William Terribile (CRD# 1132498) is an Investment Advisor Representative working at Essex Financial Services, Inc. in Essex, CT and has over 18 years of experience in the finance industry.
Sagepoint Financial, Inc.
Lansdowne Wealth Management, LLC
Kanner Financial Services LLC
|Essex Financial Services, Inc.||Essex, CT||Jul 2004 - Current||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2000|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,739MILLIONS
Total Number of Accounts5,516ACCOUNTS
Average Account Value$496,612
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, NC, NH, NJ, NM, NY, OH, OR, PA, RI, SC, TX, VA, VT, WA