John Slupski, financial advisor Essex MA
90 score

John Slupski

CRD Number: 4525266
Current Firm: East Coast Asset Management, LLC

John Slupski (CRD# 4525266) is an Investment Advisor Representative working at East Coast Asset Management, LLC in Essex, MA and has 1 year of experience in the finance industry. John Slupski has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
East Coast Asset Management, LLC Essex, MA Jul 2011 - Current 5
East Coast Asset Management, Inc. Essex, MA Jun 2011 - Jul 2011 < 1
Pegaesus Advisors, Inc. Lexington, MA Mar 2009 - Jun 2011 2
Wingate Financial Corporation Lexington, MA Apr 2000 - Mar 2009 8
Wingate Planning Corporation Lexington, MA Apr 2000 - Mar 2009 8
Wingate Financial Group, Inc. Lexington, MA Apr 1999 - Mar 2009 9

John Slupski has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for John C. Slupski
Phone Number: 978-801-0860
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    484
    MILLIONS
  • Total Number of Accounts
    970
    ACCOUNTS
  • Average Account Value
    $499,087
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CA, CO, CT, FL, MA, ME, NH, NY, VT

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BADGES
90

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