Amy GrahamCRD Number: 6251312
Current Firm: Roehl & Yi Investment Advisors, LLC
Amy Graham (CRD# 6251312) is an Investment Advisor Representative working at Roehl & Yi Investment Advisors, LLC in Eugene, OR and has over 3 years of experience in the finance industry. Amy Graham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Kms Financial Services, Inc.
1st Global Advisors Inc.
Sapient Private Wealth Management, LLC
|Roehl & Yi Investment Advisors, LLC||Eugene, OR||Aug 2013 - Current||3|
|Kms Financial Services, Inc.||Seattle, WA||Jan 2014 - Dec 2014||< 1|
|Unemployed||Denver, CO||Jan 2013 - Aug 2013||< 1|
|Alta Colleges||Denver, CO||Aug 2011 - Jan 2013||1|
|St. Mary's Academy||Englewood, CO||Aug 2010 - Aug 2011||1|
|University Of Denver/starbucks Coffee Company||Denver, CO||Aug 2007 - Aug 2010||3|
|Boise State University/ Part-time Employment||Boise, ID||Aug 2006 - Aug 2007||1|
|Idaho Bankers Association||Boise, ID||Dec 2003 - Aug 2006||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
Total Assets Under Management359MILLIONS
Total Number of Accounts933ACCOUNTS
Average Account Value$384,637
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, NH, OR, TX, UT, WA
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