Brent MoellerCRD Number: 6007122
Current Firm: Valic Financial Advisors, Inc.
Brent Moeller (CRD# 6007122) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Eugene, OR and has over 5 years of experience in the finance industry.
Kms Financial Services, Inc.
1st Global Advisors Inc.
Sapient Private Wealth Management, LLC
|Valic Financial Advisors, Inc.||Portland, OR||Feb 2014 - Current||3|
|Unemployed||Eugene, OR||Dec 2013 - Feb 2014||< 1|
|Key Investment Services||Eugene, OR||Aug 2012 - Dec 2013||1|
|Key Investment Services||Eugene, OR||Dec 2011 - Aug 2012||< 1|
|Key Bank||Eugene, OR||Sep 2009 - Aug 2012||2|
|Unemployed||Medford, OR||Apr 2009 - Sep 2009||< 1|
|Hsbc||Medford, OR||Jan 2005 - Apr 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2011|
|S66||NASAA Uniform Combined State Law Examination||Jul 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
- Criminal Record
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV