Dean Herod (CRD# 244004) is an Investment Advisor Representative working at Bts Asset Management, Inc. in Eugene, OR and has over 35 years of experience in the finance industry.
CRD# 6422505
Charles Schwab & Company, Inc.
CRD# 4299722
Sapient Private Wealth Management, LLC
CRD# 5251001
Commonwealth Financial Network
Company Name | Location | Dates | Years |
---|---|---|---|
Fortune Financial Services, Inc. | New Brighton, PA | Jun 2013 - Current | 10 |
Bts Asset Management, Inc. | Lexington, MA | Jun 2013 - Current | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1988 |
S65 | NASAA Investment Advisors Law Examination | Apr 2010 |
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Total Assets Under Management209MILLIONS
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Total Number of Accounts834ACCOUNTS
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Average Account Value$250,005
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Market timing services
- Other
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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