Luiz SoutomaiorCRD Number: 1852222
Current Firm: Charles Schwab & Company, Inc.
Luiz Soutomaior (CRD# 1852222) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Eugene, OR and has over 29 years of experience in the finance industry.
Kms Financial Services, Inc.
1st Global Advisors Inc.
Sapient Private Wealth Management, LLC
|Charles Schwab & Company, Inc.||Bend, OR||Feb 2010 - Current||8|
|Charles Schwab Bank||Bend, OR||Feb 2010 - Current||8|
|Mini Aussies Bend||Bend, OR||Nov 2013 - Mar 2017||3|
|Winestyles||Bend, OR||Oct 2005 - Mar 2017||11|
|Fine Wines Inc.||Bend, OR||Oct 2005 - Jan 2016||10|
|Bend Grapes Inc Dba Winestyles||Bend, OR||Oct 2005 - Oct 2010||5|
|Thrivent Investment Management Inc.||Bend, OR||Dec 2008 - Feb 2010||1|
|Thrivent Financial For Lutherans||Appleton, WI||Dec 2008 - Feb 2010||1|
|Aig Retirement Advisors||Portland, OR||May 2008 - Dec 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1988|
|S66||NASAA Uniform Combined State Law Examination||Nov 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
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