Luiz Souto-Maior (CRD# 1852222) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Madras, OR and has over 35 years of experience in the finance industry.
CRD# 6232696
Edward Jones
CRD# 6738683
Browning Capital Management LLC
CRD# 4640456
Browning Capital Management LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bancorp Investments, Inc. | Redmond, OR | Nov 2022 - Current | 1 |
| Charles Schwab & Company, Inc. | Eugene, OR | Feb 2010 - Nov 2022 | 12 |
| Charles Schwab Bank, Ssb | Eugene, OR | Feb 2010 - Nov 2022 | 12 |
| Mini Aussies Bend | Bend, OR | Nov 2013 - Mar 2017 | 3 |
| Winestyles | Bend, OR | Oct 2005 - Mar 2017 | 11 |
| Fine Wines Inc. | Bend, OR | Oct 2005 - Jan 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1988 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OR
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Total Assets Under Management15,875MILLIONS
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Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
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