Shane Gutierrez, financial advisor Eugene OR
93 score

Shane Gutierrez

CRD Number: 5471386
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Shane Gutierrez (CRD# 5471386) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Eugene, OR and has over 7 years of experience in the finance industry.

Similar Advisors
Daniel Claric, financial advisor Eugene OR
Daniel J. Claric
CRD# 4797769
Kms Financial Services, Inc.
Score
98
Similar Advisors
Matthew Adams, financial advisor Eugene OR
Matthew T. Adams
CRD# 2354504
1st Global Advisors Inc.
Score
96
Similar Advisors
Ross Anderle, financial advisor Eugene OR
Ross A. Anderle
CRD# 2606372
Sapient Private Wealth Management, LLC
Score
96
Company Name Location Dates Years
Bank Of America Na Eugene, OR Jun 2011 - Current 5
Merrill Lynch Eugene, OR May 2011 - Current 5
Morgan Stanley Smith Barney Eugene, OR Jun 2009 - May 2011 1
Morgan Stanley Smith Barney Eugene, OR Jun 2009 - May 2011 1
Citigroup Global Markets, Inc. Eugene, OR Apr 2008 - May 2011 3
Summers Flooring And Design Bend, OR Apr 2003 - Apr 2008 5
Summers Flooring And Design Bend, OR Apr 2003 - Apr 2008 5
University Of Oregon Eugene, OR Sep 2005 - Mar 2008 2
University Of Oregon Eugene, OR Sep 2005 - Mar 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Contact Info for Shane Gutierrez
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Shane Gutierrez and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.