Charles RossCRD Number: 873558
Current Firm: Premier Financial Group Inc.
Charles Ross (CRD# 873558) is an Investment Advisor Representative working at Premier Financial Group Inc. in Eureka, CA and has over 37 years of experience in the finance industry. Charles Ross has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
Eureka Financial Planners, LLC
Wells Fargo Advisors, LLC
|Cantella & Company, Inc.||Eureka, CA||Apr 2002 - Current||15|
|Premier Financial Group Inc.||Eureka, CA||Dec 1990 - Current||27|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1980|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management435MILLIONS
Total Number of Accounts922ACCOUNTS
Average Account Value$471,415
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
CA, OR, TX