Natalie MasonCRD Number: 4626960
Current Firm: Suntrust Investment Services, Inc.
Natalie Mason (CRD# 4626960) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Eustis, FL and has over 14 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Suntrust Investment Services, Inc.||Atlanta, GA||Jul 2012 - Current||5|
|Suntrust Bank||Eustis, FL||Jul 2012 - Current||5|
|Triad Advisors, Inc.||Norcross, GA||Oct 2008 - Jul 2012||3|
|Jackson Wealth Management, LLC||Heathrow, FL||Jun 2008 - Jul 2012||4|
|Raymond James Financial Services||Heathrow, FL||Oct 2006 - Oct 2008||2|
|The Prudential Insurance Company Of America||Orlando, FL||Jan 2003 - Oct 2006||3|
|Pruco Securities Corp.||Orlando, FL||Jan 2003 - Oct 2006||3|
|Bank Of America Inv.||Leesburg, FL||Feb 2004 - Sep 2006||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV