David Waltz (CRD# 1400223) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Fort Lauderdale, FL and has over 38 years of experience in the finance industry. David Waltz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 1235698
World Equity Group, Inc.
CRD# 6480437
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale, FL | May 2019 - Current | 4 |
| Kovack Advisors, Inc. | Fort Lauderdale, FL | May 2019 - Current | 4 |
| Securities America Advisors, Inc. | Evansville, IN | Apr 2000 - Current | 24 |
| Securities America Inc. | Omaha, NE | Mar 2000 - Current | 24 |
| Insurance Brokerage | Evansville, IN | Aug 1982 - Current | 41 |
| D.a. Waltz And Associates | Evansville, IN | Jul 1982 - Current | 41 |
| D.a. Waltz And Associates | Evansville, IN | Jul 1982 - Current | 41 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1986 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1997 |
- IN
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Total Assets Under Management4,288MILLIONS
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Total Number of Accounts18,409ACCOUNTS
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Average Account Value$232,920
- A percentage of assets under your management
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