David Morales, financial advisor Evergreen Park IL
90 score

David Morales

CRD Number: 5950569
Current Firm: Bmo Harris Financial Advisors, Inc.

David Morales (CRD# 5950569) is an Investment Advisor Representative working at Bmo Harris Financial Advisors, Inc. in Evergreen Park, IL and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Bmo Harris Financial Adivsors Evergreen Park, IL Jun 2014 - Current 3
Bank Of America, N.a. Chicago, IL Dec 2011 - Jun 2014 2
Merrill Lynch, Pierce, Fenner And Smith Incorporated Chicago, IL Jun 2011 - Jun 2014 3
Bank Of America Chicago, IL Aug 2006 - Jun 2014 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for David Morales
Phone Number: 877-225-3863
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    11,801
    MILLIONS
  • Total Number of Accounts
    119,705
    ACCOUNTS
  • Average Account Value
    $98,584
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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