Bradly Broadbent (CRD# 2172562) is an Investment Advisor Representative working at Lpl Financial LLC in Excelsior Springs, MO and has over 32 years of experience in the finance industry.
CRD# 2298657
Commonwealth Financial Network
CRD# 5926523
Copper Financial
CRD# 6578916
Avantax Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Excelsior Springs, MO | Jan 2021 - Current | 3 |
| Broadbent, Houts & Co Pc | Excelsior Springs, MO | Jul 1992 - Current | 31 |
| Broadbent Inc. (1120) With 100% Ownshp) | Excelsior Springs, MO | Jan 1991 - Current | 33 |
| Avantax Advisory Services | Excelsior Springs, MO | Oct 2019 - Jan 2021 | 1 |
| Avantax Investment Services, Inc. | Excelsior Springs, MO | Oct 2019 - Jan 2021 | 1 |
| Avantax Insurance Services, Inc. | Excelsior Springs, MO | Jun 2007 - Jan 2021 | 13 |
| 1st Global Advisors, Inc. | Excelsior Springs, MO | Apr 2006 - Oct 2019 | 13 |
| 1st Global Capital Corp. | Excelsior Springs, MO | Apr 2006 - Oct 2019 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1991 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2004 |
- MO
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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