Marc Nettles (CRD# 1272207) is an Investment Advisor Representative working at Wells Fargo Advisors in Exton, PA and has over 40 years of experience in the finance industry. Marc Nettles has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
Company Name | Location | Dates | Years |
---|---|---|---|
Wells Fargo Advisors Financial Network, LLC | Exton, PA | Sep 2016 - Current | 8 |
Wells Fargo Clearing Services, LLC | Collegeville, PA | Nov 2016 - Sep 2019 | 2 |
Wells Fargo Advisors LLC | Collegeville, PA | May 2009 - Nov 2016 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 1984 |
S65 | NASAA Investment Advisors Law Examination | Dec 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
- TX
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Total Assets Under Management154,192MILLIONS
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Total Number of Accounts346,499ACCOUNTS
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Average Account Value$445,000
- A percentage of assets under your management
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