James Ogrady, financial advisor Fairfax VA
73 score

James Ogrady

CRD Number: 5428378
Current Firm: Manulife Asset Management (us) LLC

James Ogrady (CRD# 5428378) is an Investment Advisor Representative working at Manulife Asset Management (us) LLC in Fairfax, VA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Manulife Asset Management (us)llc Boston, MA Dec 2012 - Current 4
John Hancock Fairfax, VA Mar 2012 - Current 4
John Hancock Distributors LLC Boston, MA Mar 2012 - Current 4
Lpl Financial Services Charlotte, NC Jun 2009 - Mar 2012 2
Sovereign Bank Winchester, MA Jun 2009 - Mar 2011 1
Morgan Stanley Smith Barney Boston, MA Jun 2009 - Jun 2009 < 1
Citigroup Global Markets Inc. Boston, MA Sep 2007 - Jun 2009 1
United States Trust Company Boston, MA May 2004 - Sep 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for James M. Ogrady
Phone Number: 617-375-1500
Registered State(s):
  • CA
  • MA
By the Numbers
  • Total Assets Under Management
    166,170
    MILLIONS
  • Total Number of Accounts
    2,973
    ACCOUNTS
  • Average Account Value
    $55,892,961
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, CA, CO, DC, FL, IL, KY, MA, MD, MI, MN, MO, NC, ND, NH, NJ, NM, NY, OH, OK, PA, TX, VA

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BADGES
73

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