Nicholas Friedman, financial advisor White Plains NY

Nicholas Friedman

CRD Number: 5465081
Current Firm: Edelman Financial Engines

Nicholas Friedman (CRD# 5465081) is an Investment Advisor Representative working at Edelman Financial Engines in White Plains, NY and has over 12 years of experience in the finance industry. Nicholas Friedman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Financial Engines Advisors LLC Sunnyvale, CA Nov 2018 - Current 5
Edelman Financial Services, LLC Fairfax, VA May 2016 - Nov 2018 2
Ef Legacy Securities, LLC Henrico, VA May 2016 - Oct 2018 2
Strategic Advisers, Inc. Mt Kisco, NY Jul 2013 - Apr 2016 2
Fidelity New York, NY Nov 2010 - Apr 2016 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for Nicholas J. Friedman
Phone Number: 408-498-6000
Registered State(s):
  • CT
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    241,970
    MILLIONS
  • Total Number of Accounts
    1,594,707
    ACCOUNTS
  • Average Account Value
    $151,733
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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