Carlos AlvaradoCRD Number: 1329628
Current Firm: Herbert J. Sims Capital Management, Inc.
Carlos Alvarado (CRD# 1329628) is an Investment Advisor Representative working at Herbert J. Sims Capital Management, Inc. in Fairfield, CT and has over 37 years of experience in the finance industry.
Springboard Asset Management LLC
Park Avenue Securities LLC
Lincoln Financial Advisors Corporation
|Herbert J. Sims & Company Inc.||San Juan, PR||Mar 2016 - Current||6|
|Santander Securities||San Juan, PR||Feb 2000 - Mar 2016||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
|S66||NASAA Uniform Combined State Law Examination||Oct 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management177MILLIONS
Total Number of Accounts264ACCOUNTS
Average Account Value$670,745
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CT, FL, MD, MN, NC, NJ, NY, PR, TX
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