Charles Patton, financial advisor Fairfield CT
93 score

Charles Patton

CRD Number: 1427668
Current Firm: Charles Schwab & Company, Inc.

Charles Patton (CRD# 1427668) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Fairfield, CT and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Fairfield, CT Sep 2015 - Current 1
Charles Schwab & Company, Inc. Fairfield, CT Sep 2015 - Current 1
Ubs Financial Services Inc. Stamford, CT Jan 2008 - Sep 2015 7
Ubs Financial Services Inc. Weehawken, NJ May 2006 - Jan 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1986
S65 NASAA Investment Advisors Law Examination Apr 2000
Contact Info for Charles R. Patton
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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