Charles RoccoCRD Number: 6039796
Current Firm: Strategic Wealth Advisors Group
Charles Rocco (CRD# 6039796) is an Investment Advisor Representative working at Strategic Wealth Advisors Group in Fairfield, CT and has over 5 years of experience in the finance industry.
Altium Wealth Management LLC
Scholtz & Co
Abbondandolo Wealth Management Corp
|Strategic Wealth Advisors Group||Fairfield, CT||Nov 2014 - Current||3|
|Lpl Financial LLC||Fairfield, CT||Aug 2012 - Current||5|
|Rocco & Associates Wealth Management||Fairfield, CT||Mar 2012 - Current||5|
|The Aspire Group||Atlanta, GA||Jun 2011 - Feb 2012||< 1|
|Emory University||Atlanta, GA||Aug 2007 - May 2011||3|
|Westminster School||Simsbury, CT||Aug 2004 - Jun 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Total Assets Under Management1,312MILLIONS
Total Number of Accounts7,978ACCOUNTS
Average Account Value$164,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DC, FL, GA, ID, IL, IN, LA, MD, MI, NC, NH, NM, NV, NY, OH, OK, OR, PA, TX, UT, VA, VT, WA
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