Shane Appelbaum, financial advisor Fairfield CT

Shane Appelbaum

CRD Number: 4772668
Current Firm: Herbert J. Sims Capital Management, Inc.

Shane Appelbaum (CRD# 4772668) is an Investment Advisor Representative working at Herbert J. Sims Capital Management, Inc. in Fairfield, CT and has over 18 years of experience in the finance industry.

Similar Advisors
Charles Green, financial advisor Fairfield CT
Charles M. Green
CRD# 2726777
Springboard Asset Management LLC
Similar Advisors
Eric Bloom, financial advisor Fairfield CT
Eric M. Bloom
CRD# 2708116
Park Avenue Securities LLC
Similar Advisors
Anthony Leonardi, financial advisor Fairfield CT
Anthony M. Leonardi
CRD# 2626796
Lincoln Financial Advisors Corporation
Company Name Location Dates Years
Herbert J Sims & Co Boca Raton, FL Jan 2004 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2004
S66 NASAA Uniform Combined State Law Examination Feb 2017
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Shane A. Appelbaum
Phone Number: 203-418-9000
Registered State(s):
  • FL
  • MD
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    177
    MILLIONS
  • Total Number of Accounts
    264
    ACCOUNTS
  • Average Account Value
    $670,745
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CT, FL, MD, MN, NC, NJ, NY, PR, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.