Shane AppelbaumCRD Number: 4772668
Current Firm: Herbert J. Sims Capital Management, Inc.
Shane Appelbaum (CRD# 4772668) is an Investment Advisor Representative working at Herbert J. Sims Capital Management, Inc. in Fairfield, CT and has over 18 years of experience in the finance industry.
Springboard Asset Management LLC
Park Avenue Securities LLC
Lincoln Financial Advisors Corporation
|Herbert J Sims & Co||Boca Raton, FL||Jan 2004 - Current||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2004|
|S66||NASAA Uniform Combined State Law Examination||Feb 2017|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management177MILLIONS
Total Number of Accounts264ACCOUNTS
Average Account Value$670,745
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CT, FL, MD, MN, NC, NJ, NY, PR, TX
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