S. Wesley Carpenter
CRD Number: 4789118
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation Model: Both
S. Wesley Carpenter is a Financial Advisor in Fairhope, AL with Merrill Lynch. In July 2017, I was named to Forbes' "America's Top Next-Generation Wealth Advisors" where I was ranked #6 in AL and #278 Nationally.
I am a Partner and Financial Advisor with THE HARTY CARPENTER GROUP, is a distinguished wealth management team in Fairhope, AL. We have significant experience advising CEOs, Retirees, and other Professionals with virtually all aspects of their fina
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Cadaret Grant & Co Inc.
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Kovack Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Fairhope, AL | Apr 2011 - Current | 13 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairhope, AL | Feb 2007 - Current | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2004 |
- AL
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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