Sergio D'oliveiraCRD Number: 1264704
Current Firm: Morgan Stanley
Sergio D'oliveira (CRD# 1264704) is an Investment Advisor Representative working at Morgan Stanley in Fairhope, AL and has over 33 years of experience in the finance industry.
Retirement Advisors, Inc.
Sterne Agee Asset Management, Inc.
Gantt Financial Advisors, LLC
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Current||2|
|Morgan Stanley Smith Barney||Fairhope, AL||Jun 2010 - Current||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Mobile, AL||Mar 1984 - Jun 2010||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
|S65||NASAA Investment Advisors Law Examination||Oct 1997|
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV