Thomas Adent Ii, financial advisor Fairhope AL
89 score

Thomas Adent Ii

CRD Number: 6287733
Current Firm: Morgan Stanley

Thomas Adent Ii (CRD# 6287733) is an Investment Advisor Representative working at Morgan Stanley in Fairhope, AL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Fairhope, AL Jan 2014 - Current 2
Tom Adent & Associates Daphne, AL Nov 2007 - Jan 2014 6
Alpha Commodities Fund, LLC Daphne, AL Feb 2013 - Dec 2013 < 1
Dekker Vacuum Technologies Michigan City, IN Mar 2000 - Nov 2007 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2014
Contact Info for Thomas Adent Ii
Phone Number: 914-225-5510
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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