Derek Shaver, financial advisor Fairmont MN

Derek Shaver

CRD Number: 5063767
Current Firm: Lpl Financial LLC

Derek Shaver (CRD# 5063767) is an Investment Advisor Representative working at Lpl Financial LLC in Fairmont, MN and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC New Ulm, MN Feb 2018 - Current 6
Sii Investments, Inc. New Ulm, MN Jul 2008 - Feb 2018 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2006
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for Derek J. Shaver
Phone Number: 704-733-3300
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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