Christopher FossumCRD Number: 5509072
Current Firm: First Trust Advisors LP
Christopher Fossum (CRD# 5509072) is an Investment Advisor Representative working at First Trust Advisors LP in Fairport, NY and has over 8 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|First Trust Portfolios LP||Lisle, IL||Mar 2008 - Current||8|
|Wheaton College||Wheaton, IL||Aug 2003 - Dec 2007||4|
|Ritchie Capital||Lisle, IL||Apr 2004 - Aug 2007||3|
|Wheaton College||Wheaton, IL||Aug 2003 - May 2007||3|
|Ritchie Capital||Lisle, IL||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Total Assets Under Management104,224MILLIONS
Total Number of Accounts4,116ACCOUNTS
Average Account Value$25,321,679
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV