Spenser CarterCRD Number: 6219208
Current Firm: Stifel, Nicolaus & Company, Incorporated
Spenser Carter (CRD# 6219208) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Fairport, NY and has over 3 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Stifel Nicolaus & Co Inc.||Rochester, NY||Sep 2015 - Current||1|
|Bank Of America, N.a.||Pittsford, NY||Nov 2013 - Sep 2015||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pittsford, NY||Jun 2013 - Nov 2013||< 1|
|Icore Networks||Columbia, MD||Jul 2012 - May 2013||< 1|
|Sparks||Mclean, VA||May 2011 - Jun 2012||1|
|Georgetown University||Washington, DC||Aug 2007 - May 2011||3|
|Fairport High School||Fairport, NY||Sep 2004 - Jul 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV