Phillip Caravia, financial advisor Fairview Heights IL

Phillip Caravia

CRD Number: 4377626
Current Firm: Raymond James Financial Services Advisors, Inc.

Phillip Caravia (CRD# 4377626) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Fairview Heights, IL and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Fact Group LLC Saint Louis, MO Jul 2019 - Current 4
Raymond James Financial Services, Inc. Fairview Heights, IL Nov 2016 - Current 7
Raymond James Financial Services Advisors Inc. Fairview Heights, IL Nov 2016 - Current 7
Caravia Holdings Group, Inc. Fairview Heights, IL Nov 2016 - Current 7
Edward Jones St. Louis, MO Apr 2006 - Nov 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2006
S66 NASAA Uniform Combined State Law Examination Dec 2006
Contact Info for Phillip A. Caravia
Phone Number: 727-567-3020
Registered State(s):
  • IL
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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