Richard Gow (CRD# 2350424) is an Investment Advisor Representative working at Compound Planning in New York, NY and has over 16 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Compound Planning | Pompano Beach, FL | Sep 2022 - Current | 1 |
| Dempsey Lord Smith, LLC | Pompano Beach, FL | May 2019 - Current | 4 |
| Life Plan Retirement Partners, LLC | Pompano Beach, FL | May 2019 - Current | 4 |
| Dempsey Lord Smith, LLC | Rome, GA | Feb 2021 - Apr 2024 | 3 |
| Alternativ Wealth | Irvine, CA | Sep 2022 - Nov 2023 | 1 |
| Claraphi Advisory Network, LLC | Aliso Viejo, CA | Aug 2019 - Sep 2022 | 3 |
| Smartlife Financial Group Llc Dba Life Plan Retirement Partners | Pompano Beach, FL | May 2019 - Feb 2021 | 1 |
| Xml Financial Group | Rockville, MD | Feb 2019 - May 2019 | < 1 |
| Lara, May & Associates, LLC | Falls Church, VA | Mar 2010 - May 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2007 |
- FL
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Total Assets Under Management1,396MILLIONS
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Total Number of Accounts7,391ACCOUNTS
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Average Account Value$188,872
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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