Neil Van Dam, financial advisor Fargo ND
93 score

Neil Van Dam

CRD Number: 5548121
Current Firm: Northwestern Mutual Investment Services,llc

Neil Van Dam (CRD# 5548121) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Fargo, ND and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services Fargo, ND Nov 2008 - Current 8
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2008 - Current 8
Nvd's Dvd's Fargo, ND Mar 2007 - Current 9
Northwestern Mutual Investment Services, LLC Fargo, ND Sep 2013 - Mar 2016 2
Cass County Vector Control West Fargo, ND May 2007 - Aug 2007 < 1
Unemployed Moorhead, MN Dec 2006 - Jan 2007 < 1
Us Coast Guard Honolulu, HI Dec 2002 - Dec 2006 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2013
S63 Uniform Securities State Law Examination Mar 2009
Contact Info for Neil A. Van Dam
Phone Number: 866-664-7737
Registered State(s):
  • ND
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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