Paula Swanson, financial advisor Fargo ND
93 score

Paula Swanson

CRD Number: 4526551
Current Firm: Cetera Investment Advisers LLC

Paula Swanson (CRD# 4526551) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Fargo, ND and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Fargo, ND Jan 2014 - Current 2
Bell State Bank & Trust Fargo, ND Jun 2012 - Current 4
Cetera Investment Services LLC St. Cloud, MN Jun 2012 - Current 4
State Farm Vp Management Corp Fargo, ND Feb 2012 - May 2012 < 1
Jill Henning Insurance Agency Fargo, ND Sep 2011 - May 2012 < 1
Wells Fargo Advisors LLC Minneapolis, MN Jan 2011 - Sep 2011 < 1
Wells Fargo Investments, LLC Minneapolis, MN Mar 2002 - Jan 2011 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2002
Contact Info for Paula R. Swanson
Phone Number: 888-528-2987
Registered State(s):
  • ND
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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