Shannon Lauwers, financial advisor Fargo ND
90 score

Shannon Lauwers

CRD Number: 5567676
Current Firm: Rbc Capital Markets, LLC

Shannon Lauwers (CRD# 5567676) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Fargo, ND and has over 5 years of experience in the finance industry.

Similar Advisors
Elaine Fremling, financial advisor Fargo ND
Elaine J. Fremling
CRD# 730098
Northwestern Mutual Investment Services,llc
Score
98
Similar Advisors
Michael Rydell, financial advisor Fargo ND
Michael J. Rydell
CRD# 5324272
Schwan Financial Advisors, LLC
Score
98
Similar Advisors
Brady Helmer, financial advisor Fargo ND
Brady L. Helmer
CRD# 6175543
Edward Jones
Score
97
Company Name Location Dates Years
Rbc Capital Markets, LLC Fargo, ND Jan 2015 - Current 2
Edward Jones St. Louis, MO Apr 2013 - Jan 2015 1
Raymond James Financial Services, Inc. Fargo, ND Oct 2012 - Apr 2013 < 1
Raymond James Financial Services Advisors Inc. Fargo, ND Oct 2012 - Apr 2013 < 1
Spherion Staffing Fargo, ND Aug 2012 - Sep 2012 < 1
Rbc Capital Markets LLC St. Paul, MN Jul 2008 - Aug 2012 4
Holiday New Hope, MN Jun 2011 - Jun 2011 < 1
Kelly Services Minneapolis, MN May 2008 - Jul 2008 < 1
Minnesota State University Moorhead Moorhead, MN Aug 2005 - May 2008 2
American Legion West Fargo, ND Nov 2007 - Apr 2008 < 1
Dawson Insurance Fargo, ND Aug 2006 - Nov 2007 1
Unemployed Moorhead, MN Feb 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2012
Contact Info for Shannon M. Lauwers
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • ND
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.

Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.