Stephen Ciofalo, financial advisor Fargo ND
93 score

Stephen Ciofalo

CRD Number: 1049535
Current Firm: Waddell & Reed

Stephen Ciofalo (CRD# 1049535) is an Investment Advisor Representative working at Waddell & Reed in Fargo, ND and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Southeastern Behavioral Healthcare Sioux Falls, SD Oct 2013 - Current 3
Dakotabilities Sioux Falls, SD Sep 2009 - Current 7
Gatewood Apts Iii Llc/ernst Capital Mgmt Sioux Falls, SD Dec 2008 - Current 8
Boutique Jillian Sioux Falls, SD Jun 2001 - Current 15
Various Insurance Carriers For W & R Insurance Agencies Sioux Falls, SD Dec 2000 - Current 16
Waddell & Reed, Inc. Sioux Falls, SD May 1982 - Current 34
Sioux Falls Estate Planning Council Sioux Falls, SD Sep 2010 - Jun 2013 2
Sioux Falls Naifa Sioux Falls, SD Jul 2008 - Dec 2012 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination May 1997
Contact Info for Stephen C. Ciofalo
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • AL
  • AK
  • CT
  • DE
  • DC
  • GA
  • ID
  • IN
  • KS
  • KY
  • LA
  • ME
  • MD
  • MS
  • MT
  • NV
  • NH
  • NJ
  • NC
  • OH
  • RI
  • SC
  • TX
  • UT
  • VA
  • WA
  • WV
  • WI
  • VI
  • PA
  • AR
  • CA
  • CO
  • MO
  • NM
  • ND
  • FL
  • IL
  • IA
  • NE
  • SD
  • MI
  • MN
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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