Stephen CiofaloCRD Number: 1049535
Current Firm: Waddell & Reed
Stephen Ciofalo (CRD# 1049535) is an Investment Advisor Representative working at Waddell & Reed in Fargo, ND and has over 34 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Schwan Financial Advisors, LLC
|Southeastern Behavioral Healthcare||Sioux Falls, SD||Oct 2013 - Current||4|
|Dakotabilities||Sioux Falls, SD||Sep 2009 - Current||8|
|Gatewood Apts Iii Llc/ernst Capital Mgmt||Sioux Falls, SD||Dec 2008 - Current||9|
|Boutique Jillian||Sioux Falls, SD||Jun 2001 - Current||16|
|Various Insurance Carriers For W & R Insurance Agencies||Sioux Falls, SD||Dec 2000 - Current||17|
|Waddell & Reed, Inc.||Sioux Falls, SD||May 1982 - Current||35|
|Sioux Falls Estate Planning Council||Sioux Falls, SD||Sep 2010 - Jun 2013||2|
|Sioux Falls Naifa||Sioux Falls, SD||Jul 2008 - Dec 2012||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
|S65||NASAA Investment Advisors Law Examination||May 1997|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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