Thomas M Stadum, financial advisor Fargo ND
90 score

Thomas M Stadum

CRD Number: 6147083
Current Firm: Ubs Financial Services Inc.

Thomas M Stadum (CRD# 6147083) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Fargo, ND and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Fargo, ND Jan 2013 - Current 3
North Dakota State University Fargo, ND Aug 2010 - Dec 2012 2
Metro Window Washing Fargo, ND May 2011 - Sep 2012 1
West Acres Development Fargo, ND May 2011 - Aug 2011 < 1
Beetsall Biofuel Fargo, ND Sep 2010 - Dec 2010 < 1
University Of Minnesota- Twin Cities Minneapolis, MN Sep 2008 - Jun 2010 1
Landscaping By Tom Stadum Fargo, ND Jun 2009 - Aug 2009 < 1
Pulse Fargo, ND Jun 2008 - Aug 2008 < 1
North High School Fargo, ND Aug 2005 - Jun 2008 2
Wildflower Golf Course Detroit Lakes, MN Jun 2007 - Aug 2007 < 1
Zorbaz On Pelican Lake Pelican Rapids, MN Jun 2007 - Aug 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for Thomas M M. Stadum
Phone Number: 201-352-3000
Registered State(s):
  • ND
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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