Craig Roncaioli, financial advisor Farmington CT
74 score

Craig Roncaioli

CRD Number: 1383311
Current Firm: Bradway Financial, LLC

Craig Roncaioli (CRD# 1383311) is an Investment Advisor Representative working at Bradway Financial, LLC in Farmington, CT and has over 22 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Bradway Financial Somers, CT Jul 2007 - Current 9
Securities Service Network, Inc. Glastonbury, CT May 2001 - Jul 2007 6
Advice One LLC Glastonbury, CT May 2001 - Jul 2007 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1994
S65 NASAA Investment Advisors Law Examination Feb 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Craig A. Roncaioli
Phone Number: 800-725-1622
Registered State(s):
  • CT
  • MA
By the Numbers
  • Total Assets Under Management
    134
    MILLIONS
  • Total Number of Accounts
    1,211
    ACCOUNTS
  • Average Account Value
    $110,621
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

CT, FL, MA, NH

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BADGES
74

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