Lori Thaner, financial advisor Farmington CT
66 score

Lori Thaner

CRD Number: 5907653
Current Firm: Park Avenue Securities LLC

Lori Thaner (CRD# 5907653) is an Investment Advisor Representative working at Park Avenue Securities LLC in Farmington, CT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Guardian Life Insurance Company Farmington, CT Oct 2013 - Current 3
Park Avenue Securities Farmington, CT Oct 2013 - Current 3
Park Avenue Securities Madison, CT May 2013 - Oct 2013 < 1
Guardian Lifeinsurance Company Of America Madison, CT Apr 2013 - Oct 2013 < 1
New England Securities West Hartford, CT May 2012 - May 2013 1
Various Insurance Carriers For W & R Insurance Agencies Glastonbury, CT Oct 2011 - May 2012 < 1
Waddell & Reed, Inc. Hartford, CT May 2011 - May 2012 1
Unemployed Glastonbury, CT Jul 2010 - May 2011 < 1
Spirol Danieldson, CT Feb 2010 - Jul 2010 < 1
Accounting Resources Glastonbury, CT Nov 2009 - Feb 2010 < 1
Unemployed Glastonbury, CT May 2006 - Nov 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Lori A. Thaner
Phone Number: 1-888-600-4667
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    6,646
    MILLIONS
  • Total Number of Accounts
    39,311
    ACCOUNTS
  • Average Account Value
    $169,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
66

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