Lyle PennellCRD Number: 4544987
Current Firm: Private Advisor Group, LLC
Lyle Pennell (CRD# 4544987) is an Investment Advisor Representative working at Private Advisor Group, LLC in Farmington, CT and has over 14 years of experience in the finance industry.
Barron Financial Group, LLP
Lpl Financial LLC
|Private Advisor Group, LLC||Morristown, NJ||Dec 2015 - Current||1|
|Lpl Financial LLC||Farmington, CT||Nov 2015 - Current||1|
|Metlife Securities Inc.||Wethersfield, CT||Jun 2008 - Nov 2015||7|
|Ids Life Insurance Company||East Hartford, CO||May 2002 - Jun 2008||6|
|American Express Financial Advisors||East Hartford, CO||May 2002 - Jun 2008||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management10,642MILLIONS
Total Number of Accounts48,558ACCOUNTS
Average Account Value$219,167
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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