Heather Holmes, financial advisor Farmington NM
76 score

Heather Holmes

CRD Number: 6381314
Current Firm: Edward Jones

Heather Holmes (CRD# 6381314) is an Investment Advisor Representative working at Edward Jones in Farmington, NM and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Aug 2014 - Current 2
San Juan Regional Medical Center Farminton, NM Aug 2010 - Aug 2014 4
Sky Ridge Medical Center Lone Tree, CO Aug 2008 - Jul 2010 1
Un-employed Moved To Denver, CO Mar 2008 - Aug 2008 < 1
Hcr Manor Care Albuquerque, NM Jun 2006 - Mar 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Heather Holmes
Phone Number: 314-515-2000
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Heather Holmes and other advisors.
BADGES
76

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