Shaun Connolly (CRD# 5683055) is an Investment Advisor Representative working at Connolly Financial in Durango, CO and has over 14 years of experience in the finance industry.
CRD# 6360742
Lpl Financial LLC
CRD# 1687675
Ameriprise Financial Services, LLC
CRD# 6277565
Swan Global Investments, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Iron River Capital LLC | Farmington, NM | Oct 2014 - Current | 9 |
| Connolly Financial LLC | Farmington, NM | Jun 2009 - Current | 14 |
| Regulus Advisors, LLC | Kentwood, MI | Dec 2016 - Dec 2019 | 3 |
| Sterne Agee Financial Services, Inc. | Farmington, NM | Sep 2014 - Dec 2014 | < 1 |
| Wrp Investments, Inc. | Youngstown, OH | May 2011 - Sep 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2009 |
- AZ
- CO
- NM
- NC
- TX
-
Total Assets Under Management52MILLIONS
-
Total Number of Accounts254ACCOUNTS
-
Average Account Value$205,721
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AZ, CO, NC, NM, TX
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