Thomas Wiggins, financial advisor Farmington Hills MI
83 score

Thomas Wiggins

CRD Number: 4623666
Current Firm: Rehmann Financial

Thomas Wiggins (CRD# 4623666) is an Investment Advisor Representative working at Rehmann Financial in Farmington Hills, MI and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Alliance Associates Farmington Hills, MI Feb 2010 - Current 6
Rehmann Financial Lansing, MI Feb 2008 - Current 8
Triad Advisors, Inc. Norcross, GA Feb 2008 - Feb 2010 2
Jp Morgan Securities Inc. Detroit, MI Oct 2006 - Feb 2008 1
Banc One Securities Corporation Detroit, MI Dec 2002 - Oct 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Thomas W. Wiggins
Phone Number: 517-316-2400
Registered State(s):
  • FL
  • TX
  • MI
By the Numbers
  • Total Assets Under Management
    3,709
    MILLIONS
  • Total Number of Accounts
    5,028
    ACCOUNTS
  • Average Account Value
    $737,743
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, FL, GA, IL, IN, KY, MA, MD, MI, MN, MO, NC, NH, NM, NY, OH, PA, SC, SD, TN, TX, VA, WA, WI

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BADGES
83

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