Thomas CamaCRD Number: 4557306
Current Firm: Planmember Securities Corporation
Thomas Cama (CRD# 4557306) is an Investment Advisor Representative working at Planmember Securities Corporation in Farmingville, NY and has over 14 years of experience in the finance industry.
Sagepoint Financial, Inc.
Halsey Associates Inc.
Royal Alliance Associates, Inc.
|Lifeplan Wealth Management Group LLC||New Haven, CT||Feb 2013 - Current||4|
|Planmember Securities Corporation||Carpinteria, CA||Jun 2011 - Current||6|
|Life Plan Wealth Management Group LLC||North Haven, CT||Jun 2012 - Feb 2013||< 1|
|Bdfs||Johnston, IA||Apr 2010 - Jun 2011||1|
|Ing Financial Advisers LLC||Windsor, CT||Mar 2008 - Apr 2010||2|
|Tdbanknorth||Orange, CT||Aug 2007 - Mar 2008||< 1|
|Bancnorth Investment Group||St. Cloud, MN||Aug 2007 - Mar 2008||< 1|
|Rj Insurance||Franklin, MA||Jan 2007 - Aug 2007||< 1|
|Harvest Capital LLC||Wethersfield, CT||Dec 2005 - Aug 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2002|
|S65||NASAA Investment Advisors Law Examination||Dec 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management2,638MILLIONS
Total Number of Accounts49,000ACCOUNTS
Average Account Value$53,828
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV