James Compton, financial advisor Fayetteville AR
93 score

James Compton

CRD Number: 1033541
Current Firm: Stephens

James Compton (CRD# 1033541) is an Investment Advisor Representative working at Stephens in Fayetteville, AR and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Stephens Inc. Fayetteville, AR Sep 2003 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1991
S65 NASAA Investment Advisors Law Examination Aug 1996
Contact Info for James G. Compton
Phone Number: 501-377-2000
Firm Website: http://stephens.com/
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    6,643
    MILLIONS
  • Total Number of Accounts
    9,625
    ACCOUNTS
  • Average Account Value
    $690,163
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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