Keith LeaCRD Number: 1433108
Current Firm: Sphere, LLC
Keith Lea (CRD# 1433108) is an Investment Advisor Representative working at Sphere, LLC in Fayetteville, AR and has over 20 years of experience in the finance industry.
Garrett Investment Advisors, LLC
Boston Mountain Money Management, Inc.
Cambridge Investment Research Advisors, Inc.
|Cetera Investment Advisers LLC||Fayetteville, AR||Jan 2014 - Current||4|
|Cetera Investment Services||St. Cloud, MN||Nov 2005 - Current||12|
|Bank Of Fayettteville||Fayetteville, AR||Aug 2000 - Current||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1997|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management23MILLIONS
Total Number of Accounts210ACCOUNTS
Average Account Value$108,095
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AR, OK, TX