Charles McDanielsCRD Number: 1294577
Current Firm: Principal Securities, Inc.
Charles McDaniels (CRD# 1294577) is an Investment Advisor Representative working at Principal Securities, Inc. in Fayetteville, GA and has over 32 years of experience in the finance industry.
Berger Wealth Management, LLC
Boardwalk Capital Management, Inc.
Anson Capital, Inc.
|Mcdaniels Financial Services||Atlanta, GA||Jul 2002 - Current||14|
|Principal Financial||Des Moines, IA||Jul 1998 - Current||18|
|Princor||Des Moines, IA||Jul 1984 - Current||32|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV