Joseph DionCRD Number: 1032056
Current Firm: State Farm Investment Management Corp.
Joseph Dion (CRD# 1032056) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Fayetteville, GA and has over 13 years of experience in the finance industry.
Berger Wealth Management, LLC
Boardwalk Capital Management, Inc.
Anson Capital, Inc.
|State Farm Investment Management Corp||Fayetteville, GA||May 2013 - Current||4|
|Joe Dion Insurance Agency||Fayetteville, GA||Nov 2010 - Current||6|
|State Farm Vp Management Corp.||Fayetteville, GA||Nov 2010 - Current||6|
|State Farm Insurance||Duluth, GA||Apr 2010 - Oct 2010||< 1|
|State Farm Vp Management Corp.||Duluth, GA||Apr 2010 - Oct 2010||< 1|
|State Farm Insurance||Bonita Springs, FL||Aug 2006 - Apr 2010||3|
|State Farm Vp Management Corp.||Bonita Springs, FL||Aug 2006 - Apr 2010||3|
|Allstate Financial Services, LLC||Bonita Springs, FL||Jan 2003 - Aug 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management20,243MILLIONS
Total Number of Accounts28ACCOUNTS
Average Account Value$722,957,698
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV
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