Rocky FrancisCRD Number: 4594727
Current Firm: The Ayco Company,l.p.
Rocky Francis (CRD# 4594727) is an Investment Advisor Representative working at The Ayco Company,l.p. in Fayetteville, GA and has over 14 years of experience in the finance industry.
Berger Wealth Management, LLC
Boardwalk Capital Management, Inc.
Anson Capital, Inc.
|The Ayco Company, L.p./mercer Allied||Fayetteville, GA||Mar 2013 - Current||5|
|Ubs Financial Services||Dallas, TX||Feb 2012 - Mar 2013||1|
|Wells Fargo The Private Bank||Dallas, TX||Mar 2011 - Jan 2012||< 1|
|The Ayco Company, L.p./mercer Allied||Dallas, TX||Sep 2002 - Feb 2011||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2003|
Total Assets Under Management29,530MILLIONS
Total Number of Accounts48,415ACCOUNTS
Average Account Value$609,943
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY