Alec HokeCRD Number: 1921673
Current Firm: First Allied Advisory Services, Inc.
Alec Hoke (CRD# 1921673) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Fayetteville, NY and has over 24 years of experience in the finance industry.
Cadaret Grant & Co Inc.
Wells Fargo Advisors Financial Network, LLC
Raymond James Financial Services Advisors, Inc.
|First Allied Securities, Inc.||San Diego, CA||Jul 2012 - Current||5|
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jul 2012 - Current||5|
|1st Discount Brokerage, Inc.||W. Palm Beach, FL||May 2009 - Jul 2012||3|
|Debt Remedy Solutions||Boca Raton, FL||Mar 2009 - May 2009||< 1|
|Ameritos/general Agency||North Bay Village, FL||May 2006 - Mar 2009||2|
|Saxony Securities, Inc.||St. Louis, MO||Apr 2008 - Feb 2009||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1994|
|S66||NASAA Uniform Combined State Law Examination||Dec 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management4,543MILLIONS
Total Number of Accounts23,384ACCOUNTS
Average Account Value$194,276
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY